The Non-Bank Financial Institutions Regulatory Authority (NBFIRA) undertook public education in relation to investor protection. The focus is on strengthening retails investors' knowledge of their rights and responsibilities regarding Collective Investment Undertakings (CIUs) to help them make...
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TO : All Custodians FROM : The Non-Bank Financial Institutions Regulatory Authority (NBFIRA) Juliana White Director- Capital Markets DATE : 27 March 2023 SUBJECT: IMPLEMENTATION OF THE FINANCIAL RESOURCES REQUIREMENTS RULES FOR CUSTODIANS, 2023 1. Reference is made to the attached Financial...
TO : All Asset Managers FROM : The Non-Bank Financial Institutions Regulatory Authority (NBFIRA) Juliana White Director- Capital Markets DATE : 27 March 2023 SUBJECT : IMPLEMENTATION OF THE FINANCIAL RESOURCES REQUIREMENTS RULES FOR ASSET MANAGERS, 2023 1. Reference is made to the attached...
CIRCULAR NO. 2 OF 2023 REF: 10/4/23-II DATE: MARCH 24, 2023 TO: BOARD OF TRUSTEES AND PRINCIPAL OFFICERS OF RETIREMENT FUNDS, RETIREMENT FUNDS ADMINISTRATORS AND FUND MANAGERS SUBJECT: CHANGES TO PENSION FUNDS ON/OFFSHORE INVESTMENTS Following the changes in the Retirement Funds Act (2022) and the...
TO : All Capital Markets Participants FROM: The Non-Bank Financial Institutions Regulatory Authority (NBFIRA) Juliana White Director- Capital Markets DATE : 27 March 2023 SUBJECT: IMPLEMENTATION OF THE NON-BANK FINANCIAL INSTITUTIONS REGULATORY AUTHORITY (CAPITAL MARKETS SECTOR CORPORATE GOVERNANCE...
Implementation of The Financial Resources Requirements Rules For Securities Brokers or Dealers, 2023
TO: All Securities Brokers or Dealers FROM: The Non-Bank Financial Institutions Regulatory Authority (NBFIRA) Juliana White Director - Capital Markets DATE: 27 March 2023 SUBJECT: IMPLEMENTATION OF THE FINANCIAL RESOURCES REQUIREMENTS RULES FOR SECURITIES BROKERS OR DEALERS, 2023 Reference is made...
It has come to the attention of the Non-Bank Financial Institutions Regulatory Authority ( the Regulatory Authority) that FS Global Properties Limited Botswana , is using Crypto Trading Platform to provide services related to a virtual token exchange and facilitating the exchange between virtual...
The Non-Bank Financial Institutions Regulatory Authority (NBFIRA) would like to inform members of the public that it has cancelled South Atlantic Asset Management (Pty) Ltd (South Atlantic)’s licence to operate as an Asset Manager. The effect of this cancellation is that South Atlantic is...
The Non-Bank Financial Institutions Regulatory Authority (NBFIRA) would like to inform members of the public that it has cancelled LCM Capital PLC (Pty) Ltd (LCM)’s licence to operate as an Asset Manager. The effect of this cancellation is that LCM is prohibited from offering asset management...
